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B/D PROFILES 2011


Independent Broker-Dealers 2011
(April 2011 Financial Advisor Magazine)

Listings Ranked By Gross Revenue

cambridge commonwealth
first allied FSC
Independent Financial Group Investors Capital
LPL-logo MML
MultiFinancial next
Questar Raymond James
Royal Alliance SagePoint
 Sammons Securities America 
SSN Sigma 
 United Planners  

 

 

 

 

 

B/D PROFILES 2011

 

Online Extras

Fundamentals Aren’t Enough
Financial advisors can dramatically improve their client relationships by paying more attention to the psychology of decision making than to investment fundamentals.
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Investment Strategies For The New World
Weaknesses in how financial advisors manage money have been exposed over the last several years. For one, they should view portfolio management differently than portfolio managers.
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Market/Economic Commentary

Raise Taxes On Rich To Reward True Job Creators
In this opinion piece, a venture capitalist makes a case for raising taxes on the rich to benefit the true job creators: the middle class.
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On The Move

The Forum For Sustainable And Responsible Investment Appoints Director
Michelle Clayman, founder of New Amsterdam Partners, joins US SIF board.
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Tactical Allocation Group Names Chief Development Officer
Gene Katz, investment banker and strategic advisor joins TAG.
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